SEC: Prudential Returns Compliance Level Boosted by 96% in 2022 Kayode Tokede The Securities and Exchange Commission (SEC) has stated that it has continued to employ its compliance tool to ensure that only fit a
The Securities and Exchange Commission has stated that it has continued to employ its compliance tool to ensure that only fit and proper capital market operators practice in the market.
He described year 2022 as another eventful year in which the Commission continued its implementation of sound initiatives that are expected to bring about the much desired market development that would not only deepen the market but also ensure the continued protection of investors. “To further protect investors and boost confidence in the Market, the Commission has commenced implementation of 100 per cent custody requirement on all Collective Investment Schemes .
On Non-Interest, Yuguda stated that the Commission, working jointly with the Federal Inland Revenue Service , the Non-Interest Finance Committee of the CMC and other stakeholders has developed a taxation regulation on non-interest finance.
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